RefID | EnteredBy | DateEntered | CycleMonth | ReportType | DateReviewed | ReviewerType | Reviewer | ReviewerReportArea | MainSection | TopicSection | OwnershipIndividual | OwnershipTeam | Count | Priority | ApprovedBy | L1 | L2 | L3 | Other | RepeatAsk | Exception | Notes | Outliers | AdditionalOutlier | Hyperlink |
113 | mh15601 | 1/9/2018 | November | CBNA MOR | 12/22/2017 | Mgr Feedback | Nick Woody | Regulatory | Appendix Section - O&T Risk and Control – CBNA Technology Risk Appetite – Key Indicators (KIs) Additional Operational Risk Metrics | Technology Risk Appetite – Key Indicators (KIs) - KIs Monitored via Trending | David Harrington | ACM-ILC MGR | 3 | P1 | | Data_Accuracy | Misclassification_of_Category | Issue Severity Level | | FALSE | FALSE | | | | \\Namicgdfs\gco_home$\RUT\mh15601\CAP_Profile\Desktop\Projects\QA Database\Section Levels.xlsx#\\Namicgdfs\gco_home$\RUT\mh15601\CAP_Profile\Desktop\Projects\QA Database\Section Levels.xlsx# |
115 | mh15601 | 1/9/2018 | March | CBNA MOR | 1/1/2018 | Mgr Feedback | Andre Batista | Regulatory | Appendix Section - O&T Risk and Control – CBNA Technology Risk Appetite – Key Indicators (KIs) Additional Operational Risk Metrics | Technology Risk Appetite – Key Indicators (KIs) - KIs Monitored via Trending | David Harrington | ACM-ILC MGR | 1 | P3 | | Formatting | Reporting_Enhancement_Request | Reporting Enhancement Request - New Bullet Category | | FALSE | FALSE | | | | \\Namicgdfs\gco_home$\RUT\mh15601\CAP_Profile\Desktop\Projects\QA Database\Section Levels.xlsx#\\Namicgdfs\gco_home$\RUT\mh15601\CAP_Profile\Desktop\Projects\QA Database\Section Levels.xlsx# |
122 | mh15601 | 1/9/2018 | November | CIOC | 1/1/2018 | Mgr Feedback | Nick Woody | Self Identified | Appendices - Regulatory Examinations / Activities Impacting Technology | Regulatory Examinations / Activities Impacting Technology - Report Pending | Michiko | REG-RAM | 2 | P3 | | Formatting | Reporting_Enhancement_Request | Retire Slide | | FALSE | FALSE | | | | \\Namicgdfs\gco_home$\RUT\mh15601\CAP_Profile\Desktop\Projects\QA Database\Outline - Breakdown.xlsx#\\Namicgdfs\gco_home$\RUT\mh15601\CAP_Profile\Desktop\Projects\QA Database\Outline - Breakdown.xlsx# |
125 | mh15601 | 1/10/2018 | December | OTRC MOR | 1/1/2018 | Mgr Feedback | Nick Woody | Regulatory | Appendices - Regulatory – Additional Topics | Global Regulatory Issues – Aging Issues* / MRAs | Mike Billups | ACM-Metrics | 1 | P3 | | Consistency | Prior_Current_Comparison | Other | testing | FALSE | FALSE | | | | \\Namicgdfs\gco_home$\RUT\mh15601\CAP_Profile\Desktop\Projects\QA Database\Category levels.xlsx#\\Namicgdfs\gco_home$\RUT\mh15601\CAP_Profile\Desktop\Projects\QA Database\Category levels.xlsx# |
127 | mh15601 | 1/10/2018 | December | OTRC MOR | 1/1/2018 | Mgr Feedback | Nick Woody | Regulatory | Appendices - Regulatory – Additional Topics | Global Regulatory Issues – Aging Issues* / MRAs | Mike Billups | ACM-Metrics | 2 | P3 | | Formatting | Reporting_Enhancement_Request | Reporting Enhancement Request - Table/Chart Modification | | FALSE | FALSE | | | | \\Namicgdfs\gco_home$\RUT\mh15601\CAP_Profile\Desktop\Projects\QA Database\Category levels.xlsx#\\Namicgdfs\gco_home$\RUT\mh15601\CAP_Profile\Desktop\Projects\QA Database\Category levels.xlsx# |
128 | mh15601 | 1/10/2018 | November | OTRC MOR | 1/1/2018 | Mgr Feedback | Nick Woody | Regulatory | Appendices - Regulatory – Additional Topics | Global Regulatory Issues – Aging Issues* / MRAs | Mike Billups | ACM-Metrics | 2 | P1 | | Consistency | Other_Inconsistency | Metric - Detail Mismatch | | FALSE | FALSE | | | | \\Namicgdfs\gco_home$\RUT\mh15601\CAP_Profile\Desktop\Projects\QA Database\Section Levels.xlsx#\\Namicgdfs\gco_home$\RUT\mh15601\CAP_Profile\Desktop\Projects\QA Database\Section Levels.xlsx# |
130 | mh15601 | 1/10/2018 | December | CIOC | 1/1/2018 | Mgr Feedback | Nick Woody | Self Identified | Appendices - Regulatory Examinations / Activities Impacting Technology | Regulatory Examinations / Activities Impacting Technology - In Progress Exams | Michiko | REG-RAM | 2 | P3 | | Formatting | Grammar | Bold | | FALSE | FALSE | | | | \\Namicgdfs\gco_home$\RUT\mh15601\CAP_Profile\Desktop\Projects\QA Database\Outline - Breakdown.xlsx#\\Namicgdfs\gco_home$\RUT\mh15601\CAP_Profile\Desktop\Projects\QA Database\Outline - Breakdown.xlsx# |
133 | mh15601 | 1/11/2018 | January | CIOC | 1/1/2018 | Mgr Feedback | Nick Woody | Self Identified | Appendices - Regulatory Examinations / Activities Impacting Technology | Regulatory Examinations / Activities Impacting Technology - In Progress Exams | Michiko | REG-RAM | 1 | P1 | | Data_Accuracy | Misclassification_of_Category | Risk_Designation - No Longer At Risk | | FALSE | FALSE | | | | \\Namicgdfs\gco_home$\RUT\mh15601\CAP_Profile\Desktop\Projects\QA Database\Category levels.xlsx#\\Namicgdfs\gco_home$\RUT\mh15601\CAP_Profile\Desktop\Projects\QA Database\Category levels.xlsx# |
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